NUVEEN CA DIV ADV MUNI FD 3

CUSIP: 67070Y109 Class: COM SH BEN INT

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 3,450 Value ($000) $53 Avg Close — Range —
Q2 2016
Shares 3,450 Value ($000) $55 Avg Close — Range —
Q1 2016
Shares 3,450 Value ($000) $52 Avg Close — Range —
Q4 2015
Shares 3,450 Value ($000) $49 Avg Close — Range —