NUVEEN CA DIV ADV MUNI FD 3

CUSIP: 67070Y109 Class: COM SH BEN INT

EP Wealth Advisors, LLC's Holding History (CIK: 0001540569)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 44,269 Value ($000) $680 Avg Close — Range —
Q2 2016
Shares 45,502 Value ($000) $722 Avg Close — Range —
Q1 2016
Shares 41,819 Value ($000) $630 Avg Close — Range —