NUVEEN CA DIV ADV MUNI FD 3

CUSIP: 67070Y109 Class: COM SH BEN INT

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 21,500 Value ($000) $324 Avg Close — Range —
Q4 2015
Shares 21,500 Value ($000) $304 Avg Close — Range —
Q3 2015
Shares 21,500 Value ($000) $289 Avg Close — Range —
Q2 2015
Shares 21,500 Value ($000) $274 Avg Close — Range —
Q1 2015
Shares 21,500 Value ($000) $295 Avg Close — Range —
Q4 2014
Shares 21,500 Value ($000) $291 Avg Close — Range —
Q3 2014
Shares 21,500 Value ($000) $275 Avg Close — Range —
Q2 2014
Shares 21,500 Value ($000) $275 Avg Close — Range —
Q1 2014
Shares 21,500 Value ($000) $263 Avg Close — Range —
Q4 2013
Shares 21,500 Value ($000) $246 Avg Close — Range —