NUVEEN QUALITY PFD INCOME FD

CUSIP: 67071S101 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 218,446 Value ($000) $1,818 Avg Close — Range —
Q4 2015
Shares 285,472 Value ($000) $2,364 Avg Close — Range —
Q3 2015
Shares 298,202 Value ($000) $2,352 Avg Close — Range —
Q2 2015
Shares 355,483 Value ($000) $2,813 Avg Close — Range —
Q1 2015
Shares 296,828 Value ($000) $2,536 Avg Close — Range —
Q4 2014
Shares 18,405 Value ($000) $148 Avg Close — Range —
Q3 2014
Shares 74,182 Value ($000) $605 Avg Close — Range —
Q2 2014
Shares 79,235 Value ($000) $674 Avg Close — Range —
Q1 2014
Shares 165,216 Value ($000) $1,331 Avg Close — Range —
Q4 2013
Shares 220,471 Value ($000) $1,697 Avg Close — Range —
Q3 2013
Shares 277,459 Value ($000) $2,098 Avg Close — Range —
Q2 2013
Shares 673,226 Value ($000) $5,587 Avg Close — Range —