NUVEEN QUALITY PFD INCOME FD

CUSIP: 67071S101 Class: COM

Mariner, LLC's Holding History (CIK: 0001373442)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 10,202 Value ($000) $85 Avg Close — Range —
Q4 2015
Shares 10,809 Value ($000) $89 Avg Close — Range —
Q3 2015
Shares 10,809 Value ($000) $85 Avg Close — Range —
Q2 2015
Shares 10,809 Value ($000) $85 Avg Close — Range —
Q1 2015
Shares 10,809 Value ($000) $92 Avg Close — Range —
Q4 2014
Shares 12,084 Value ($000) $97 Avg Close — Range —
Q3 2014
Shares 19,059 Value ($000) $155 Avg Close — Range —
Q2 2014
Shares 19,059 Value ($000) $162 Avg Close — Range —
Q1 2014
Shares 19,059 Value ($000) $153 Avg Close — Range —
Q4 2013
Shares 23,234 Value ($000) $179 Avg Close — Range —
Q3 2013
Shares 34,899 Value ($000) $264 Avg Close — Range —
Q2 2013
Shares 36,424 Value ($000) $302 Avg Close — Range —