NUVEEN QUALITY PFD INCOME FD

CUSIP: 67071S101 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 774,852 Value ($000) $6,486 Avg Close — Range —
Q4 2015
Shares 728,409 Value ($000) $6,024 Avg Close — Range —
Q3 2015
Shares 359,467 Value ($000) $2,865 Avg Close — Range —
Q2 2015
Shares 341,189 Value ($000) $2,699 Avg Close — Range —
Q1 2015
Shares 328,579 Value ($000) $2,836 Avg Close — Range —
Q4 2014
Shares 314,076 Value ($000) $2,531 Avg Close — Range —
Q3 2014
Shares 335,647 Value ($000) $2,729 Avg Close — Range —
Q2 2014
Shares 324,795 Value ($000) $2,764 Avg Close — Range —
Q1 2014
Shares 335,063 Value ($000) $2,697 Avg Close — Range —
Q4 2013
Shares 334,608 Value ($000) $2,573 Avg Close — Range —
Q3 2013
Shares 397,950 Value ($000) $2,993 Avg Close — Range —
Q2 2013
Shares 469,453 Value ($000) $3,896 Avg Close — Range —