NUVEEN QUALITY PFD INCOME FD

CUSIP: 67071S101 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 246,569 Value ($000) $1,864 Avg Close — Range —
Q2 2013
Shares 197,069 Value ($000) $1,636 Avg Close — Range —