NUVEEN QUALITY PFD INCOME FD

CUSIP: 67071S101 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 5,600 Value ($000) $45 Avg Close — Range —
Q2 2014
Shares 8,712 Value ($000) $74,139 Avg Close — Range —
Q1 2014
Shares 8,702 Value ($000) $70 Avg Close — Range —
Q4 2013
Shares 8,673 Value ($000) $67 Avg Close — Range —
Q3 2013
Shares 6,104 Value ($000) $46 Avg Close — Range —
Q2 2013
Shares 7,065 Value ($000) $59 Avg Close — Range —