NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 600 Value ($000) $6 Avg Close — Range —
Q4 2016
Shares 200 Value ($000) $1 Avg Close — Range —
Q3 2016
Shares 1,632 Value ($000) $15 Avg Close — Range —
Q2 2016
Shares 1,632 Value ($000) $15 Avg Close — Range —
Q4 2015
Shares 2,500 Value ($000) $22 Avg Close — Range —
Q3 2015
Shares 2,500 Value ($000) $21 Avg Close — Range —
Q2 2015
Shares 2,500 Value ($000) $21 Avg Close — Range —
Q1 2015
Shares 2,500 Value ($000) $22 Avg Close — Range —
Q4 2014
Shares 2,500 Value ($000) $22 Avg Close — Range —
Q3 2014
Shares 4,307 Value ($000) $37 Avg Close — Range —
Q2 2014
Shares 2,500 Value ($000) $22 Avg Close — Range —
Q1 2014
Shares 2,500 Value ($000) $21 Avg Close — Range —
Q4 2013
Shares 2,500 Value ($000) $20 Avg Close — Range —
Q3 2013
Shares 9,000 Value ($000) $73 Avg Close — Range —
Q2 2013
Shares 10,093 Value ($000) $87 Avg Close — Range —