NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

SHEPHERD KAPLAN KROCHUK, LLC's Holding History (CIK: 0001218583)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 19,070 Value ($000) $158 Avg Close — Range —
Q3 2018
Shares 19,070 Value ($000) $168 Avg Close — Range —