NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 80,000 Value ($000) $802 Avg Close — Range —
Q3 2019
Shares 100,000 Value ($000) $985 Avg Close — Range —
Q2 2019
Shares 110,000 Value ($000) $1,045 Avg Close — Range —
Q1 2019
Shares 50,000 Value ($000) $450 Avg Close — Range —