NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

Apriem Advisors's Holding History (CIK: 0001425165)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 6,330 Value ($000) $55 Avg Close — Range —
Q2 2015
Shares 6,330 Value ($000) $54 Avg Close — Range —
Q1 2015
Shares 6,330 Value ($000) $58 Avg Close — Range —
Q4 2014
Shares 6,330 Value ($000) $56 Avg Close — Range —
Q3 2014
Shares 6,330 Value ($000) $55 Avg Close — Range —
Q2 2014
Shares 6,330 Value ($000) $57 Avg Close — Range —