NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

HRT FINANCIAL LP's Holding History (CIK: 0001475597)

Note: Option positions (PUT/CALL) are excluded.

Q2 2023
Shares 13,231 Value ($000) $0 Avg Close — Range —
Q1 2023
Shares 35,140 Value ($000) $0 Avg Close — Range —
Q3 2020
Shares 16,338 Value ($000) $143 Avg Close — Range —
Q2 2020
Shares 10,580 Value ($000) $89 Avg Close — Range —
Q3 2019
Shares 33,281 Value ($000) $327 Avg Close — Range —
Q1 2019
Shares 42,686 Value ($000) $384 Avg Close — Range —
Q2 2018
Shares 15,392 Value ($000) $135 Avg Close — Range —