NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

NINE MASTS CAPITAL Ltd's Holding History (CIK: 0001569356)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 353,100 Value ($000) $3,107 Avg Close — Range —
Q2 2018
Shares 189,900 Value ($000) $1,673 Avg Close — Range —
Q4 2017
Shares 19,900 Value ($000) $203 Avg Close — Range —
Q1 2017
Shares 10,000 Value ($000) $95 Avg Close — Range —