NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

Compagnie Lombard Odier SCmA's Holding History (CIK: 0001615423)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 5,000 Value ($000) $50 Avg Close — Range —
Q2 2014
Shares 5,000 Value ($000) $50 Avg Close — Range —
Q1 2014
Shares 5,000 Value ($000) $48 Avg Close — Range —