NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 158 Value ($000) $1 Avg Close — Range —
Q2 2018
Shares 316 Value ($000) $3 Avg Close — Range —
Q1 2018
Shares 316 Value ($000) $3 Avg Close — Range —
Q4 2017
Shares 1,566 Value ($000) $16 Avg Close — Range —
Q3 2017
Shares 316 Value ($000) $3 Avg Close — Range —
Q2 2017
Shares 316 Value ($000) $3 Avg Close — Range —
Q1 2017
Shares 474 Value ($000) $5 Avg Close — Range —
Q4 2016
Shares 790 Value ($000) $7 Avg Close — Range —
Q3 2016
Shares 1,062 Value ($000) $10 Avg Close — Range —
Q2 2016
Shares 266 Value ($000) $2 Avg Close — Range —
Q1 2016
Shares 261 Value ($000) $2 Avg Close — Range —
Q4 2015
Shares 256 Value ($000) $2 Avg Close — Range —
Q3 2015
Shares 252 Value ($000) $2 Avg Close — Range —