NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

Proficio Capital Partners LLC's Holding History (CIK: 0001654175)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 25,286 Value ($000) $262 Avg Close — Range —
Q1 2017
Shares 63,097 Value ($000) $633 Avg Close — Range —
Q4 2016
Shares 63,097 Value ($000) $587 Avg Close — Range —
Q3 2016
Shares 63,097 Value ($000) $605 Avg Close — Range —
Q2 2016
Shares 63,097 Value ($000) $603 Avg Close — Range —