NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

Vanguard Capital Wealth Advisors's Holding History (CIK: 0001730578)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 12,288 Value ($000) $108 Avg Close — Range —
Q2 2018
Shares 12,061 Value ($000) $106 Avg Close — Range —
Q4 2017
Shares 11,603 Value ($000) $118,360 Avg Close — Range —