NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q3 2023
Shares 45,995 Value ($000) $284 Avg Close — Range —
Q2 2023
Shares 23,423 Value ($000) $149 Avg Close — Range —
Q1 2023
Shares 580,166 Value ($000) $4 Avg Close — Range —
Q4 2022
Shares 531,383 Value ($000) $4 Avg Close — Range —
Q3 2022
Shares 562,412 Value ($000) $3,695 Avg Close — Range —
Q2 2022
Shares 439,237 Value ($000) $3,188 Avg Close — Range —
Q1 2022
Shares 77,811 Value ($000) $653 Avg Close — Range —
Q4 2021
Shares 77,807 Value ($000) $756 Avg Close — Range —
Q3 2021
Shares 75,360 Value ($000) $738 Avg Close — Range —
Q2 2021
Shares 65,669 Value ($000) $654 Avg Close — Range —
Q1 2021
Shares 65,669 Value ($000) $638 Avg Close — Range —
Q4 2020
Shares 76,279 Value ($000) $742 Avg Close — Range —
Q3 2020
Shares 74,947 Value ($000) $660 Avg Close — Range —
Q2 2020
Shares 22,425 Value ($000) $189 Avg Close — Range —
Q1 2020
Shares 22,223 Value ($000) $161 Avg Close — Range —
Q4 2019
Shares 3,974 Value ($000) $40 Avg Close — Range —
Q3 2019
Shares 2,070 Value ($000) $20 Avg Close — Range —