NUVEEN PFD & INCM SECURTIES

CUSIP: 67072C105 Class: COM

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 1,760 Value ($000) $13 Avg Close — Range —
Q3 2019
Shares 13,652 Value ($000) $134 Avg Close — Range —
Q2 2019
Shares 13,578 Value ($000) $128 Avg Close — Range —
Q1 2019
Shares 13,341 Value ($000) $120 Avg Close — Range —