NUVEEN QUALITY PFD INC FD 3

CUSIP: 67072W101 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 55,804 Value ($000) $478 Avg Close — Range —
Q4 2015
Shares 67,652 Value ($000) $575 Avg Close — Range —
Q3 2015
Shares 54,924 Value ($000) $441 Avg Close — Range —
Q2 2015
Shares 50,911 Value ($000) $415 Avg Close — Range —
Q1 2015
Shares 60,609 Value ($000) $525 Avg Close — Range —
Q4 2014
Shares 24,490 Value ($000) $204 Avg Close — Range —
Q3 2014
Shares 37,091 Value ($000) $310 Avg Close — Range —
Q2 2014
Shares 38,731 Value ($000) $336 Avg Close — Range —
Q1 2014
Shares 52,391 Value ($000) $438 Avg Close — Range —
Q4 2013
Shares 54,729 Value ($000) $430 Avg Close — Range —
Q3 2013
Shares 78,065 Value ($000) $616 Avg Close — Range —
Q2 2013
Shares 87,727 Value ($000) $739 Avg Close — Range —