NUVEEN QUALITY PFD INC FD 3

CUSIP: 67072W101 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 10,861 Value ($000) $90 Avg Close — Range —
Q4 2013
Shares 40,341 Value ($000) $317 Avg Close — Range —