NUVEEN QUALITY PFD INC FD 3

CUSIP: 67072W101 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 268,963 Value ($000) $2,316 Avg Close — Range —
Q4 2015
Shares 286,318 Value ($000) $2,448 Avg Close — Range —
Q3 2015
Shares 117,621 Value ($000) $957 Avg Close — Range —
Q2 2015
Shares 139,167 Value ($000) $1,138 Avg Close — Range —
Q1 2015
Shares 152,333 Value ($000) $1,330 Avg Close — Range —
Q4 2014
Shares 143,400 Value ($000) $1,195 Avg Close — Range —
Q3 2014
Shares 150,039 Value ($000) $1,249 Avg Close — Range —
Q2 2014
Shares 145,865 Value ($000) $1,266 Avg Close — Range —
Q1 2014
Shares 146,206 Value ($000) $1,224 Avg Close — Range —
Q4 2013
Shares 134,526 Value ($000) $1,056 Avg Close — Range —
Q3 2013
Shares 148,941 Value ($000) $1,159 Avg Close — Range —
Q2 2013
Shares 139,051 Value ($000) $1,171 Avg Close — Range —