NUVEEN QUALITY PFD INC FD 3

CUSIP: 67072W101 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 97,578 Value ($000) $828 Avg Close — Range —
Q3 2015
Shares 262,745 Value ($000) $2,107 Avg Close — Range —
Q2 2015
Shares 265,245 Value ($000) $2,162 Avg Close — Range —
Q1 2015
Shares 265,245 Value ($000) $2,297 Avg Close — Range —
Q4 2014
Shares 251,345 Value ($000) $2,094 Avg Close — Range —
Q3 2014
Shares 251,345 Value ($000) $2,104 Avg Close — Range —
Q2 2014
Shares 247,245 Value ($000) $2,146 Avg Close — Range —
Q1 2014
Shares 247,245 Value ($000) $2,069 Avg Close — Range —
Q4 2013
Shares 236,233 Value ($000) $1,854 Avg Close — Range —
Q3 2013
Shares 324,718 Value ($000) $2,562 Avg Close — Range —
Q2 2013
Shares 261,013 Value ($000) $2,198 Avg Close — Range —