NUVEEN MTG OPPORTUNITY TERM

CUSIP: 670735109 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2018
Shares 9,083 Value ($000) $218 Avg Close — Range —
Q2 2018
Shares 9,283 Value ($000) $218 Avg Close — Range —
Q1 2018
Shares 9,383 Value ($000) $223 Avg Close — Range —
Q4 2017
Shares 9,383 Value ($000) $232 Avg Close — Range —
Q3 2017
Shares 9,383 Value ($000) $238 Avg Close — Range —
Q2 2017
Shares 9,383 Value ($000) $240 Avg Close — Range —
Q1 2017
Shares 9,633 Value ($000) $239 Avg Close — Range —
Q4 2016
Shares 9,633 Value ($000) $232 Avg Close — Range —
Q3 2016
Shares 9,733 Value ($000) $235 Avg Close — Range —
Q2 2016
Shares 9,733 Value ($000) $225 Avg Close — Range —
Q1 2016
Shares 9,733 Value ($000) $219 Avg Close — Range —
Q4 2015
Shares 10,033 Value ($000) $228 Avg Close — Range —