NUVEEN MTG OPPORTUNITY TERM

CUSIP: 670735109 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 2,271 Value ($000) $53 Avg Close — Range —
Q2 2014
Shares 2,746 Value ($000) $67,544 Avg Close — Range —
Q4 2013
Shares 3,076 Value ($000) $71 Avg Close — Range —