NUVEEN DIVERSIFIED COMMODTY

CUSIP: 67074P104 Class: COM UT BEN INT

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 16,597 Value ($000) $152 Avg Close — Range —
Q2 2016
Shares 16,597 Value ($000) $159 Avg Close — Range —
Q1 2016
Shares 33,194 Value ($000) $286 Avg Close — Range —
Q4 2015
Shares 33,394 Value ($000) $298 Avg Close — Range —
Q3 2015
Shares 41,117 Value ($000) $427 Avg Close — Range —
Q2 2015
Shares 42,660 Value ($000) $504 Avg Close — Range —
Q1 2015
Shares 44,544 Value ($000) $529 Avg Close — Range —
Q4 2014
Shares 68,640 Value ($000) $881 Avg Close — Range —
Q3 2014
Shares 87,902 Value ($000) $1,201 Avg Close — Range —
Q2 2014
Shares 89,588 Value ($000) $1,457 Avg Close — Range —
Q1 2014
Shares 89,581 Value ($000) $1,423 Avg Close — Range —
Q4 2013
Shares 51,700 Value ($000) $784 Avg Close — Range —
Q3 2013
Shares 50,255 Value ($000) $800 Avg Close — Range —
Q2 2013
Shares 34,302 Value ($000) $583 Avg Close — Range —