NUVEEN SHT DUR CR OPP FD

CUSIP: 67074X107 Class: COM

NEW VERNON INVESTMENT MANAGEMENT LLC's Holding History (CIK: 0001500605)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 59,200 Value ($000) $1,131 Avg Close — Range —
Q2 2013
Shares 59,200 Value ($000) $1,160 Avg Close — Range —