NUVEEN SHT DUR CR OPP FD

CUSIP: 67074X107 Class: COM

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 3,173 Value ($000) $52 Avg Close — Range —
Q2 2014
Shares 400 Value ($000) $7 Avg Close — Range —
Q1 2014
Shares 1,320 Value ($000) $24 Avg Close — Range —
Q4 2013
Shares 680 Value ($000) $13 Avg Close — Range —
Q3 2013
Shares 676 Value ($000) $13 Avg Close — Range —
Q2 2013
Shares 900 Value ($000) $18 Avg Close — Range —