NUVEEN SHT DUR CR OPP FD

CUSIP: 67074X107 Class: COM

Creative Planning's Holding History (CIK: 0001540235)

Note: Option positions (PUT/CALL) are excluded.

Q2 2017
Shares 9,000 Value ($000) $157 Avg Close — Range —
Q1 2017
Shares 9,000 Value ($000) $160 Avg Close — Range —
Q4 2016
Shares 9,000 Value ($000) $157 Avg Close — Range —
Q3 2016
Shares 9,000 Value ($000) $152 Avg Close — Range —
Q2 2016
Shares 9,000 Value ($000) $141 Avg Close — Range —
Q1 2016
Shares 9,625 Value ($000) $146 Avg Close — Range —
Q4 2015
Shares 10,465 Value ($000) $155 Avg Close — Range —
Q3 2015
Shares 9,625 Value ($000) $146 Avg Close — Range —
Q1 2015
Shares 625 Value ($000) $11 Avg Close — Range —
Q4 2014
Shares 625 Value ($000) $10 Avg Close — Range —
Q3 2014
Shares 625 Value ($000) $11 Avg Close — Range —
Q2 2014
Shares 625 Value ($000) $12 Avg Close — Range —
Q1 2014
Shares 625 Value ($000) $12 Avg Close — Range —
Q4 2013
Shares 625 Value ($000) $12 Avg Close — Range —