NUVEEN SHT DUR CR OPP FD

CUSIP: 67074X107 Class: COM

AE Wealth Management LLC's Holding History (CIK: 0001697723)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 17,567 Value ($000) $305 Avg Close — Range —
Q2 2017
Shares 18,127 Value ($000) $316 Avg Close — Range —