NUVEEN SHT DUR CR OPP FD

CUSIP: 67074X107 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2022
Shares 8,038 Value ($000) $0 Avg Close — Range —
Q3 2022
Shares 8,038 Value ($000) $95 Avg Close — Range —
Q2 2022
Shares 8,143 Value ($000) $97 Avg Close — Range —
Q1 2022
Shares 12,700 Value ($000) $180 Avg Close — Range —