NUVEEN PFD & INCOME TERM FD

Ticker: XJPIX CUSIP: 67075A106 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 250 Value ($000) $6 Avg Close — Range —
Q2 2017
Shares 250 Value ($000) $6 Avg Close — Range —
Q1 2017
Shares 250 Value ($000) $6 Avg Close — Range —
Q4 2016
Shares 250 Value ($000) $6 Avg Close — Range —
Q3 2016
Shares 250 Value ($000) $6 Avg Close — Range —
Q2 2016
Shares 250 Value ($000) $6 Avg Close — Range —
Q1 2016
Shares 250 Value ($000) $6 Avg Close — Range —
Q4 2015
Shares 250 Value ($000) $6 Avg Close — Range —
Q3 2015
Shares 250 Value ($000) $5 Avg Close — Range —
Q2 2015
Shares 1,750 Value ($000) $39 Avg Close — Range —
Q1 2015
Shares 2,250 Value ($000) $53 Avg Close — Range —
Q4 2014
Shares 2,750 Value ($000) $62 Avg Close — Range —
Q3 2014
Shares 3,250 Value ($000) $74 Avg Close — Range —
Q2 2014
Shares 3,250 Value ($000) $76 Avg Close — Range —
Q1 2014
Shares 3,250 Value ($000) $74 Avg Close — Range —
Q4 2013
Shares 3,250 Value ($000) $72 Avg Close — Range —