NUVEEN PFD & INCOME TERM FD

Ticker: XJPIX CUSIP: 67075A106 Class: COM

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,000 Value ($000) $48 Avg Close — Range —
Q4 2016
Shares 2,000 Value ($000) $45 Avg Close — Range —
Q3 2016
Shares 2,300 Value ($000) $56 Avg Close — Range —