NUVEEN PFD & INCOME TERM FD

Ticker: XJPIX CUSIP: 67075A106 Class: COM

SG Americas Securities, LLC's Holding History (CIK: 0001313360)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 13,664 Value ($000) $338 Avg Close — Range —
Q3 2017
Shares 7,131 Value ($000) $180 Avg Close — Range —
Q2 2017
Shares 23,492 Value ($000) $578 Avg Close — Range —
Q4 2016
Shares 7,955 Value ($000) $182 Avg Close — Range —
Q4 2014
Shares 36,080 Value ($000) $810 Avg Close — Range —