NUVEEN PFD & INCOME TERM FD

Ticker: XJPIX CUSIP: 67075A106 Class: COM

PRELUDE CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001387508)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 811 Value ($000) $21 Avg Close — Range —
Q3 2019
Shares 1,561 Value ($000) $39 Avg Close — Range —