NUVEEN PFD & INCOME TERM FD

Ticker: XJPIX CUSIP: 67075A106 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2021
Shares 8,161 Value ($000) $212 Avg Close — Range —
Q3 2021
Shares 9,380 Value ($000) $233 Avg Close — Range —
Q2 2021
Shares 10,823 Value ($000) $276 Avg Close — Range —
Q1 2021
Shares 14,636 Value ($000) $367 Avg Close — Range —
Q4 2019
Shares 10,539 Value ($000) $272 Avg Close — Range —
Q3 2019
Shares 12,449 Value ($000) $308 Avg Close — Range —
Q2 2019
Shares 9,341 Value ($000) $222 Avg Close — Range —
Q4 2014
Shares 2,500 Value ($000) $56 Avg Close — Range —
Q2 2014
Shares 2,500 Value ($000) $58,700 Avg Close — Range —
Q1 2014
Shares 3,500 Value ($000) $80 Avg Close — Range —
Q4 2013
Shares 3,500 Value ($000) $77 Avg Close — Range —
Q3 2013
Shares 3,900 Value ($000) $88 Avg Close — Range —