NUVEEN PFD & INCOME TERM FD

Ticker: XJPIX CUSIP: 67075A106 Class: COM

Clear Harbor Asset Management, LLC's Holding History (CIK: 0001511857)

Note: Option positions (PUT/CALL) are excluded.

Q2 2014
Shares 9,240 Value ($000) $217 Avg Close — Range —
Q1 2014
Shares 9,240 Value ($000) $211 Avg Close — Range —