NUVEEN PFD & INCOME TERM FD

Ticker: XJPIX CUSIP: 67075A106 Class: COM

BOOTHBAY FUND MANAGEMENT, LLC's Holding History (CIK: 0001549230)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 12,300 Value ($000) $390 Avg Close — Range —
Q4 2014
Shares 14,700 Value ($000) $330 Avg Close — Range —