NUVEEN PFD & INCOME TERM FD

Ticker: XJPIX CUSIP: 67075A106 Class: COM

Golden State Wealth Management, LLC's Holding History (CIK: 0001776033)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 2,274 Value ($000) $50 Avg Close — Range —
Q1 2020
Shares 2,231 Value ($000) $41 Avg Close — Range —
Q3 2019
Shares 2,195 Value ($000) $54 Avg Close — Range —
Q2 2019
Shares 2,176 Value ($000) $51 Avg Close — Range —
Q1 2019
Shares 2,158 Value ($000) $49 Avg Close — Range —