NUVEEN PFD & INCOME TERM FD

Ticker: XJPIX CUSIP: 67075A106 Class: COM

XML Financial, LLC's Holding History (CIK: 0001800465)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 9,904 Value ($000) $218 Avg Close — Range —
Q2 2020
Shares 11,774 Value ($000) $267 Avg Close — Range —
Q1 2020
Shares 18,266 Value ($000) $332 Avg Close — Range —