NUVEEN FLEXIBLE INVT INCOME

CUSIP: 67075B104 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 20,041 Value ($000) $343 Avg Close — Range —
Q4 2016
Shares 11,051 Value ($000) $185 Avg Close — Range —
Q3 2016
Shares 11,026 Value ($000) $189 Avg Close — Range —
Q2 2016
Shares 11,753 Value ($000) $189 Avg Close — Range —
Q1 2016
Shares 19,580 Value ($000) $299 Avg Close — Range —
Q4 2015
Shares 14,112 Value ($000) $210 Avg Close — Range —