NUVEEN FLEXIBLE INVT INCOME

CUSIP: 67075B104 Class: COM

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 24,200 Value ($000) $410 Avg Close — Range —
Q4 2016
Shares 25,400 Value ($000) $423 Avg Close — Range —
Q2 2014
Shares 44,609 Value ($000) $839 Avg Close — Range —