NUVEEN HIGH INCOME 2020 TARG

CUSIP: 67075L102 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 54,008 Value ($000) $534 Avg Close — Range —
Q1 2018
Shares 62,363 Value ($000) $612 Avg Close — Range —
Q4 2017
Shares 124,035 Value ($000) $1,236 Avg Close — Range —
Q3 2017
Shares 68,268 Value ($000) $690 Avg Close — Range —