NUVEEN HIGH INCOME 2020 TARG

CUSIP: 67075L102 Class: COM

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 10,047 Value ($000) $103 Avg Close — Range —
Q3 2016
Shares 10,356 Value ($000) $110 Avg Close — Range —
Q2 2016
Shares 10,323 Value ($000) $112 Avg Close — Range —
Q1 2016
Shares 10,292 Value ($000) $104 Avg Close — Range —