NUVEEN PFD & INCOME 2022 TER

CUSIP: 67075T105 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 9,000 Value ($000) $227 Avg Close — Range —
Q4 2017
Shares 8,000 Value ($000) $201 Avg Close — Range —
Q3 2017
Shares 8,000 Value ($000) $204 Avg Close — Range —