NUVEEN CR OPPORTUNITIES 2022

CUSIP: 67075U102 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 13,302 Value ($000) $106 Avg Close — Range —
Q4 2021
Shares 11,990 Value ($000) $97 Avg Close — Range —
Q3 2021
Shares 12,728 Value ($000) $104 Avg Close — Range —
Q2 2021
Shares 13,821 Value ($000) $115 Avg Close — Range —