NUVEEN CR OPPORTUNITIES 2022

CUSIP: 67075U102 Class: COM

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 16,450 Value ($000) $156 Avg Close — Range —
Q3 2017
Shares 17,139 Value ($000) $169 Avg Close — Range —
Q2 2017
Shares 11,000 Value ($000) $110 Avg Close — Range —