NUVEEN CR OPPORTUNITIES 2022

CUSIP: 67075U102 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 48,868 Value ($000) $464 Avg Close — Range —
Q1 2018
Shares 46,824 Value ($000) $450 Avg Close — Range —
Q4 2017
Shares 49,000 Value ($000) $465 Avg Close — Range —
Q3 2017
Shares 77,425 Value ($000) $763 Avg Close — Range —