NUVEEN HIGH INCOME DECMBR 20

CUSIP: 67076E107 Class: COM

B. Riley Financial, Inc.'s Holding History (CIK: 0001464790)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 60,800 Value ($000) $598 Avg Close — Range —
Q1 2018
Shares 60,786 Value ($000) $599 Avg Close — Range —
Q3 2017
Shares 64,373 Value ($000) $651 Avg Close — Range —